-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AvLuFdlCXvn3I7mV4WIb07+7NGC/4CCoLEuCqSP8PxL0bQe817ugU3ZZPpPbFm83 45Z7X5TmMLzdal2oBoWXYw== 0000350557-08-000013.txt : 20080214 0000350557-08-000013.hdr.sgml : 20080214 20080214115645 ACCESSION NUMBER: 0000350557-08-000013 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STEN CORP CENTRAL INDEX KEY: 0000350557 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 411391803 STATE OF INCORPORATION: MN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39697 FILM NUMBER: 08610408 BUSINESS ADDRESS: STREET 1: 10275 WAYZATA BLVD. STREET 2: SUITE 310 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 952-545-2776 MAIL ADDRESS: STREET 1: 10275 WAYZATA BLVD. STREET 2: SUITE 310 CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: STERION INC DATE OF NAME CHANGE: 20020212 FORMER COMPANY: FORMER CONFORMED NAME: OXBORO MEDICAL INC DATE OF NAME CHANGE: 20000322 FORMER COMPANY: FORMER CONFORMED NAME: OXBORO MEDICAL INTERNATIONAL INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRIMMER KENNETH WILLIAM CENTRAL INDEX KEY: 0001051700 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 720 SOUTH FIFTH STREET CITY: HOPKINS STATE: MN ZIP: 55343 BUSINESS PHONE: 6129455402 MAIL ADDRESS: STREET 1: 11505 WEST LAKEVIEW LANE CITY: MINNETONKA STATE: MN ZIP: 55305 SC 13D/A 1 brimmer13d11amend2007.htm KEN BRIMMER SCHEDULE 13/D AMENDMENT 11 Converted by EDGARwiz


SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


Schedule 13D


Under the Securities Exchange Act of 1934

(Amendment No. 11)*


STEN Corporation

(Name of Issuer)


Common Stock, $0.01 par value

(Title of Class of Securities)


  85916A 10 1  

(CUSIP Number)


April Hamlin

Lindquist & Vennum P.L.L.P.

4200 IDS Center

80 South Eighth Street

Minneapolis, Minnesota 55402

Telephone:  (612) 371-3211

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)


December 31, 2007

(Date of Event which Requires Filing of this Statement)


If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o 


Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Rule 13d-7 for other parties to whom copies are to be sent.


The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).





Page 1 of 5 pages





CUSIP No.     85916A 10 1

13D

 

1


NAME OF REPORTING PERSON:  Kenneth W. Brimmer     

 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only):

2


CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  o

(b) x

3

SEC USE ONLY


4


SOURCE OF FUNDS (See instructions)


PF

5


CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)   o

6

CITIZENSHIP OR PLACE OF ORGANIZATION


Minnesota


NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

7

SOLE VOTING POWER

179,810

8

SHARED VOTING POWER

386,842

9

SOLE DISPOSITIVE POWER

179,810

10

SHARED DISPOSITIVE POWER

386,842

11

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON


566,652

12

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES

(See instructions)


o

13

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)


21.1%

14

TYPE OF REPORTING PERSON (See instructions)


IN





Page 2 of 5 pages



CUSIP No. 85916A 10 1


Item 1.

Security and Issuer.


(a)

Title of Class of Securities:   Common Stock, $0.01 par value


(b)

Name of Issuer:  STEN Corporation (the “Company”)


(c)

Address of Issuer’s Principal Executive Offices:


10275 Wayzata Blvd S, Suite 310

Minnetonka, MN 55305


Item 2.

Identity and Background.


(a)

Name of Person Filing:   Kenneth W. Brimmer


(b)

Business Address:


10275 Wayzata Blvd S, Suite 310

Minnetonka, MN 55305


(c)

Principal Occupation or Employment:


Chairman and Chief Executive Officer of the Company


(d)

Conviction in a criminal proceeding during the last five years:   No


(e)

Subject, during the last five years, to a judgment, decree or final order enjoining securities laws violations:    No


(f)

Citizenship:   Minnesota


Item 3.

Source and Amount of Funds or Other Consideration.


Personal funds


Item 4.

Purpose of Transaction.


Purchase was made for investment purposes.


Item 5.

Interest in Securities of Issuer


(a)

Number and Percentage of Class beneficially owned:


As of December 31, 2007, Mr. Brimmer may be deemed to be the beneficial owner of 407,620 shares of common stock of the Company, which includes (i) 4,000 shares owned by Mr. Brimmer directly; (ii) 66,810 shares held by Mr. Brimmer through his IRA account; (iii) 270,000 shares held jointly with his spouse; and (iv) 66,810 shares held by Mr. Brimmer’s spouse in her IRA account.  Additionally, Mr. Brimmer is the beneficial owner of an additional 159,032 shares of the Company’s common stock consisting of options and



Page 3 of 5 pages


warrants exercisable within 60 days of December 31, 2007 and including (i) options held by Mr. Brimmer to purchase 105,000 shares of common stock; (ii) warrants to purchase 50,032 shares held jointly by Mr. Brimmer and his spouse; and (iii) warrants to purchase 4,000 shares of common stock held in Mr. Brimmer individually.


Pursuant to Rule 13d-3, Mr. Brimmer disclaims any interest of any kind, whether beneficial or otherwise, in the shares of the Company owned beneficially by his spouse or any other person.


Mr. Brimmer may be deemed to beneficially own an aggregate of 566,652 shares of common stock of the Company, which represents 21.1% of the Company’s common stock based upon 2,528,751 shares outstanding as of January 37, 2008 as reported in the Company’s Quarterly Report on Form 10-QSB for the period ended December 30, 2007.


(b)

Of the shares beneficially owned by Mr. Brimmer, he has sole power (individually or IRA) to vote or dispose of 179,810 shares (includes options and warrants exercisable within 60 days of December 31, 2007 to purchase 109,000 shares of the Company’s common stock).


Of the shares beneficially owned by Mr. Brimmer, he has shared power to vote or dispose of 386,842 shares (includes warrants exercisable within 60 days of December 31, 2007 to purchase 50,032 shares of the Company).


(c)

Transactions within 60 days:


The reporting person has made transactions in the issuer’s common stock within the prior 60 day period that were reported on Forms 4 filed under Section 16 of the Securities Exchange Act of 1934, as amended, and such information is incorporated by reference herein.


(d)

Ability to Direct the Receipt of Dividends or the Proceeds of Sale of Securities:


Not applicable.


(e)

Last Date on Which Reporting Person Ceased to be a 5% Holder:


Not applicable.


Item 6.

Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.


None


Item 7.

Material to be Filed as Exhibits.


None




Page 4 of 5 pages


Signature


After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.  


Dated:   February 14, 2008.


 

/s/ Kenneth W, Brimmer

 

Kenneth W. Brimmer




Page 5 of 5 pages


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